agenda

2025 Agenda

Agenda

October 13, 2025 12:30 pm

to
02:30 pm

Pre-Conference Workshop 1: Mastering the Fundamentals

October 13, 2025 03:00 pm

to
05:00 pm

Pre-Conference Workshop 2: Modern COMPLYance Women Roundtable

October 13, 2025 05:00 pm

to
07:00 pm

Main Conference Registration Open

October 13, 2025 05:00 pm

to
07:00 pm

Welcome Reception

October 14, 2025 07:00 am

to
08:30 am

Breakfast / Meet the Exhibitors

October 14, 2025 07:00 am

to
05:30 pm

Registration Open

October 14, 2025 07:00 am

to
05:00 pm

Exhibit Area Open

October 14, 2025 08:30 am

to
08:45 am

Welcome Remarks / Conference Kick-Off

October 14, 2025 08:45 am

to
09:45 am

Keynote Address #1

October 14, 2025 09:45 am

to
10:00 am

Networking Break / Meet the Exhibitors

October 14, 2025 10:00 am

to
11:00 am

General Session - What's Happening in DC Now?

October 14, 2025 11:00 am

to
11:00 am

Room Change Break

October 14, 2025 11:10 am

to
11:10 am

Meet the Exhibitors

October 14, 2025 12:00 pm

to
01:00 pm

Lunch

October 14, 2025 01:00 pm

to
02:30 pm

Cybersecurity for Financial Services Firms

October 14, 2025 01:00 pm

to
02:30 pm

Investment Adviser Marketing Rule

October 14, 2025 02:30 pm

to
02:45 pm

Meet the Exhibitors/Networking Break

October 14, 2025 02:45 pm

to
03:45 pm

Recent Trends in Enforcement Proceedings - Broker Dealers

October 14, 2025 02:45 pm

to
03:45 pm

Recent Trends in Enforcement Proceedings - Private Funds

October 14, 2025 02:45 pm

to
03:45 pm

Recent Trends in Enforcement Proceedings - Investment Advisers

October 14, 2025 03:45 pm

to
04:00 pm

Room Change Break

October 14, 2025 04:00 pm

to
05:00 pm

Interpreting The Future Directions of Private Fund Compliance

October 14, 2025 04:00 pm

to
05:00 pm

Understanding The Spectrum of Custody Considerations

October 14, 2025 04:00 pm

to
05:00 pm

Cryptocurrency and Other Digital Asset Compliance Considerations for Investment Advisers and Private Funds

October 14, 2025 05:00 pm

to
05:30 pm

Meet the Exhibitors

October 14, 2025 05:30 pm

to
07:00 pm

Reception

October 15, 2025 07:00 am

to
08:15 am

IACCP Designee Breakfast

October 15, 2025 07:00 am

to
05:30 pm

Registration Open

October 15, 2025 07:00 am

to
05:00 pm

Exhibit Area Open

October 15, 2025 07:00 am

to
08:30 am

Breakfast - General Attendance / Meet the Exhibitors

October 15, 2025 08:30 am

to
08:45 am

Opening Remarks/Exhibitor Updates

October 15, 2025 08:45 am

to
09:35 am

General Session: The Future of AI and Compliance Keynote Session

October 15, 2025 09:45 am

to
10:45 am

Regulation S-P and Information Security Update

October 15, 2025 09:45 am

to
10:45 am

Community Driven Topic (TBD)

October 15, 2025 09:45 am

to
10:45 am

Generative AI: Embracing Innovation While Mitigating Risk

October 15, 2025 10:45 am

to
11:00 am

Networking Break / Meet the Exhibitors

October 15, 2025 11:00 am

to
12:00 pm

Vendor Due Diligence

October 15, 2025 11:00 am

to
12:00 pm

Branch Office and Remote Location Supervision for Investment Advisers and Broker Dealers

October 15, 2025 11:00 am

to
12:00 pm

Preparing Investment Advisers for the New AML /CFT Rule in 2026

October 15, 2025 01:00 pm

to
03:00 pm

Professional Ethics: Ethical Decision Making [Live/Webinar]

October 15, 2025 01:00 pm

to
02:00 pm

Compliance Strategies for Small Adviser Firms

October 15, 2025 02:00 pm

to
03:00 pm

ERISA

October 15, 2025 03:15 pm

to
04:30 pm

Regulatory Examinations - Private Fund Advisers

October 15, 2025 03:15 pm

to
04:30 pm

Regulatory Examinations - Investment Advisers

October 15, 2025 03:15 pm

to
04:30 pm

Regulatory Examinations - Broker-Dealers

October 15, 2025 04:30 pm

to
05:00 pm

Meet the Exhibitors

October 15, 2025 05:00 pm

to
07:00 pm

Awards Reception

October 16, 2025 07:00 am

to
08:15 am

Breakfast / Meet the Exhibitors

October 16, 2025 07:00 am

to
02:00 pm

Registration Open

October 16, 2025 07:00 am

to
11:30 am

Exhibit Area Open

October 16, 2025 08:15 am

to
08:30 am

Opening Remarks/Game Winners Announced

October 16, 2025 08:30 am

to
09:45 am

Best Practices in Using Technology to Address Conflicts of Interest, Insider Training, and Reporting Obligations

October 16, 2025 08:30 am

to
09:45 am

CCO Liability

October 16, 2025 10:00 am

to
11:00 am

Reg Best Interest, DOL Fiduciary Rule, and SEC Fiduciary Duty

October 16, 2025 10:00 am

to
11:00 am

Traditional and Off-Channel Communication

October 16, 2025 11:00 am

to
11:15 am

Meet the Exhibitors / Networking Break

October 16, 2025 11:15 am

to
01:30 pm

Critical Skills for High-Performance Compliance Professionals (Live/Webinar) [with a 15 minute break to get box lunches]

October 16, 2025 11:15 am

to
12:15 pm

Regulatory Resiliance: Best Practices in Planning for and Managing Changes

October 16, 2025 12:30 pm

to
01:30 pm

Community Driven Session (TBD)

October 16, 2025 01:30 pm

to
02:00 pm

Conference Wrap-Up - Hearing from the Attendees: Practical Applications from CC25