Annual Virtual Event

January 25 -28, 2023 9:00 am to 5:00 pm (EST)

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Welcometo the virtual event about

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Whyshould I attend? top reasons

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why attend

Agendaof the virtual event schedule

Agenda

October 13, 2025 12:30 pm

to
02:30 pm

Pre-Conference Workshop 1: Mastering the Fundamentals

October 13, 2025 03:00 pm

to
05:00 pm

Pre-Conference Workshop 2: Modern COMPLYance Women Roundtable

October 13, 2025 05:00 pm

to
07:00 pm

Main Conference Registration Open

October 13, 2025 05:00 pm

to
07:00 pm

Welcome Reception

October 14, 2025 07:00 am

to
08:30 am

Breakfast / Meet the Exhibitors

October 14, 2025 07:00 am

to
05:30 pm

Registration Open

October 14, 2025 07:00 am

to
05:00 pm

Exhibit Area Open

October 14, 2025 08:30 am

to
08:45 am

Welcome Remarks / Conference Kick-Off

October 14, 2025 08:45 am

to
09:45 am

Keynote Address #1

October 14, 2025 09:45 am

to
10:00 am

Networking Break / Meet the Exhibitors

October 14, 2025 10:00 am

to
11:00 am

General Session - What's Happening in DC Now?

October 14, 2025 11:00 am

to
11:00 am

Room Change Break

October 14, 2025 11:10 am

to
11:10 am

Meet the Exhibitors

October 14, 2025 12:00 pm

to
01:00 pm

Lunch

October 14, 2025 01:00 pm

to
02:30 pm

Cybersecurity for Financial Services Firms

October 14, 2025 01:00 pm

to
02:30 pm

Investment Adviser Marketing Rule

October 14, 2025 02:30 pm

to
02:45 pm

Meet the Exhibitors/Networking Break

October 14, 2025 02:45 pm

to
03:45 pm

Recent Trends in Enforcement Proceedings - Broker Dealers

October 14, 2025 02:45 pm

to
03:45 pm

Recent Trends in Enforcement Proceedings - Private Funds

October 14, 2025 02:45 pm

to
03:45 pm

Recent Trends in Enforcement Proceedings - Investment Advisers

October 14, 2025 03:45 pm

to
04:00 pm

Room Change Break

October 14, 2025 04:00 pm

to
05:00 pm

Interpreting The Future Directions of Private Fund Compliance

October 14, 2025 04:00 pm

to
05:00 pm

Understanding The Spectrum of Custody Considerations

October 14, 2025 04:00 pm

to
05:00 pm

Cryptocurrency and Other Digital Asset Compliance Considerations for Investment Advisers and Private Funds

October 14, 2025 05:00 pm

to
05:30 pm

Meet the Exhibitors

October 14, 2025 05:30 pm

to
07:00 pm

Reception

October 15, 2025 07:00 am

to
08:15 am

IACCP Designee Breakfast

October 15, 2025 07:00 am

to
05:30 pm

Registration Open

October 15, 2025 07:00 am

to
05:00 pm

Exhibit Area Open

October 15, 2025 07:00 am

to
08:30 am

Breakfast - General Attendance / Meet the Exhibitors

October 15, 2025 08:30 am

to
08:45 am

Opening Remarks/Exhibitor Updates

October 15, 2025 08:45 am

to
09:35 am

General Session: The Future of AI and Compliance Keynote Session

October 15, 2025 09:45 am

to
10:45 am

Regulation S-P and Information Security Update

October 15, 2025 09:45 am

to
10:45 am

Community Driven Topic (TBD)

October 15, 2025 09:45 am

to
10:45 am

Generative AI: Embracing Innovation While Mitigating Risk

October 15, 2025 10:45 am

to
11:00 am

Networking Break / Meet the Exhibitors

October 15, 2025 11:00 am

to
12:00 pm

Vendor Due Diligence

October 15, 2025 11:00 am

to
12:00 pm

Branch Office and Remote Location Supervision for Investment Advisers and Broker Dealers

October 15, 2025 11:00 am

to
12:00 pm

Preparing Investment Advisers for the New AML /CFT Rule in 2026

October 15, 2025 01:00 pm

to
03:00 pm

Professional Ethics: Ethical Decision Making [Live/Webinar]

October 15, 2025 01:00 pm

to
02:00 pm

Compliance Strategies for Small Adviser Firms

October 15, 2025 02:00 pm

to
03:00 pm

ERISA

October 15, 2025 03:15 pm

to
04:30 pm

Regulatory Examinations - Private Fund Advisers

October 15, 2025 03:15 pm

to
04:30 pm

Regulatory Examinations - Investment Advisers

October 15, 2025 03:15 pm

to
04:30 pm

Regulatory Examinations - Broker-Dealers

October 15, 2025 04:30 pm

to
05:00 pm

Meet the Exhibitors

October 15, 2025 05:00 pm

to
07:00 pm

Awards Reception

October 16, 2025 07:00 am

to
08:15 am

Breakfast / Meet the Exhibitors

October 16, 2025 07:00 am

to
02:00 pm

Registration Open

October 16, 2025 07:00 am

to
11:30 am

Exhibit Area Open

October 16, 2025 08:15 am

to
08:30 am

Opening Remarks/Game Winners Announced

October 16, 2025 08:30 am

to
09:45 am

Best Practices in Using Technology to Address Conflicts of Interest, Insider Training, and Reporting Obligations

October 16, 2025 08:30 am

to
09:45 am

CCO Liability

October 16, 2025 10:00 am

to
11:00 am

Reg Best Interest, DOL Fiduciary Rule, and SEC Fiduciary Duty

October 16, 2025 10:00 am

to
11:00 am

Traditional and Off-Channel Communication

October 16, 2025 11:00 am

to
11:15 am

Meet the Exhibitors / Networking Break

October 16, 2025 11:15 am

to
01:30 pm

Critical Skills for High-Performance Compliance Professionals (Live/Webinar) [with a 15 minute break to get box lunches]

October 16, 2025 11:15 am

to
12:15 pm

Regulatory Resiliance: Best Practices in Planning for and Managing Changes

October 16, 2025 12:30 pm

to
01:30 pm

Community Driven Session (TBD)

October 16, 2025 01:30 pm

to
02:00 pm

Conference Wrap-Up - Hearing from the Attendees: Practical Applications from CC25

Oursponsors

FAQFrequently Asked questions inquire


1 Do I need to register for the event?

Yes, you’ll need to fill out our registration form to gain access to the event. Please fill in the registration form with some basic information to get started.

The information you provide upon registration will only be used to establish you as a user on the platform and to create your login credentials. It will not be used for any other purposes.

Yes, the vFairs platform is compatible with any computer or mobile device and any browser.

Yes, this event is completely free to attend. We encourage you to login and have a look around at your convenience.

The event will be on demand indefinitely, however we may make updates and changes to the platform periodically. Make sure to keep checking back in to see our newest features in action!

Contact Details

Carol L. Guillen
Business Analyst

Email: email@domain.com

Phone: 123-456-7890

Rory D. Holton
Business Analyst

Email: email@domain.com

Phone: 123-456-7890